Compliance & Operations
Dealogic certifies institutional investors engaged in the sale or purchase of certain restricted securities. These certifications are provided to Broker Dealers participating in the sale of new issues. Certifications are made available through a web-based system as well as through feeds into account management and deal execution systems.
Dealogic provides the following certifications:
| Qualified Institutional Buyers | Voluntary Initiative 144A Securities |
| NASD Rule 2790 | IPO Certification |
| Regulation S | Offshore Account Certification |
| Voluntary Initiative | Covered Persons Certification |